Eustace Peter Fernandes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 06/2023
  Ameritas Investment Corp
  Lincoln, NE
• 11/2015 → 06/2023
  Ameritas Life Insurance Corp
  Lincoln, NE
• 03/2000 → 06/2023
  Tlc Financial Services Llc
  Coppell, TX
• 03/2009 → 06/2023
  Property And Casualty Insurance Agent
  Richardson, TX
• 08/2017 → 06/2023
  The O.N. Equity Sales Company
  Cincinnati, OH
• 07/2013 → 06/2023
  Ohio National Financial Services
  Cincinnati, OH
• 06/2023 → Present
  Lpl Financial Llc
  Flower Mound, TX

Previous Registrations

• 2017-09-06 → 2023-06-30
  On Investment Management Co
  Flower Mound, TX
• 2006-01-03 → 2014-11-03
  Voya Financial Advisors, Inc.
  Albany, NY
  Coppell, TX
• 1999-08-16 → 2004-01-06
  Waddell & Reed
  Addison, TX

Other Businesses

1)06/01/2023 - Unbridled Insurance - Insurance Agency - Inv Rel - At Reported Business Location(s) - Start: 04/2009 - 20 Hr/Mth 2)06/01/2023 - Eustace Fernandes - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/1999 - 40 Hr/Mth 3)06/01/2023 - Unbridled Insurance - Property and Casualty - Inv Rel - At Reported Business Location(s) - Start: 04/2009 - 20 Hr/Mth 4)06/01/2023 - Kendall Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2017 - 160 Hr/Mth 5)06/01/2023 - TLC Financial Services LLC. - Insurance Agency - Owner and Founder - Inv Rel - Coppell, TX - Start: 09/2000 - 40 Hr/Mth 5)06/01/2023 - Legal Shield - Legal Service that allows clients to talk to lawyers about legal issues - Non-Inv Rel - Coppell, TX - Start: 04/2000 - 1 Hr/Mth 6)06/01/2023 - The Ferns Villa LLC - Real Estate Rental - Non-Inv Rel - Coppell, TX - Start: 12/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1999-06-11

Other Names

• Ace Fernandes