Scott Alan Davis

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 11/2024
  Pruco Securities, Llc.
  Gurnee, IL
• 12/2013 → Present
  Prudential Insurance Company Of America
  Gurnee, IL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Gurnee, IL

Previous Registrations

• 2013-12-10 → 2024-11-14
  Pruco Securities, Llc.
  Rosemont, IL
  Gurnee, IL
• 2001-12-13 → 2013-11-26
  Msi Financial Services, Inc.
  Gurnee, IL
  Gurnee, IL

Other Businesses

1) 08/23/2024 - Lake County Financial Planning - Non-Variable Insurance Commission Trails - I sell Medicare Supplement and Medicare Part D - INV Related - At Gurnee, IL - Start Date 01/01/2001 - 0hrs/mth - 0hrs During Trading 2) 08/23/2024 - Lake County Financial Planning - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 01/01/2000 - 160hrs/mth - 160hrs During Trading 3) 12/20/2024 - Lake County Financial Planning - Non-Variable Insurance - Sale of proprietary and non-proprietary life insurance sales - INV Related - At Gurnee, IL - Start Date11/01/2024 - 10hrs/mth - 10hrs During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-21
• S63 Uniform Securities Agent State Law Examination
  1999-05-13