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Shawn Forrest Morgan

Cary Street Partners

Austin, TX

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Current Employers
Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-13
  • TX RA
    APPROVED
    Since 2013-11-13

Branch Locations

7801 Capital Of Texas Highway, Suite 310, Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cary Street Partners Llc Austin TX 11/2013 Present
Cary Street Partners Investment Advisory Llc Austin TX 11/2013 Present
  • 11/2013 → Present
    Cary Street Partners Llc
    Austin, TX
  • 11/2013 → Present
    Cary Street Partners Investment Advisory Llc
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 1999-06-02
  • S66 Uniform Combined State Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-06-02
Other Names
  • Shawn F Morgan

View on SEC IAPD

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