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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-17
TX RA APPROVED 2024-09-06
  • LA RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Baton Rouge LA 07/2024 Present
J.P. Morgan Securities Llc Baton Rouge LA 07/2024 Present
Louisiana State University Desktop Support Prairieville LA 02/2022 12/2023
Jpmorgan Chase Bank, N.A. Baton Rouge LA 06/2023 08/2023
Postlethwaite And Netterville Baton Rouge LA 05/2022 08/2022
Department Of Is And Technology Ascension Public Schools Gonzales LA 05/2019 08/2021
Louisiana State University Baton Rouge LA 08/2021 12/2023
Unemployed Prairieville LA 07/2014 04/2019
Unemployed Prairieville LA 01/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 07/2024 → Present
    Baton Rouge, LA
  • 02/2022 → 12/2023
    Louisiana State University Desktop Support
    Prairieville, LA
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 05/2022 → 08/2022
    Postlethwaite And Netterville
    Baton Rouge, LA
  • 05/2019 → 08/2021
    Department Of Is And Technology Ascension Public Schools
    Gonzales, LA
  • 08/2021 → 12/2023
    Louisiana State University
    Baton Rouge, LA
  • 07/2014 → 04/2019
    Unemployed
    Prairieville, LA
  • 01/2024 → 06/2024
    Unemployed
    Prairieville, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Logan Kern
  • Logan Michael Kern

View on SEC IAPD

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