Gary Kaspar Malkasian

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1984 → Present
  Malkasian Accountancy,Llp
  Sacramento, CA
• 09/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-09-17 → 2015-09-25
  Questar Asset Management, Inc.
  Minneapolis, MN
  Sacramento, CA
• 2010-06-08 → 2012-09-25
  Woodbury Financial Services, Inc.
  Sacramento, CA
  Roseville, CA
  Sacramento, CA
• 2010-04-29 → 2010-05-25
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
• 2007-05-09 → 2010-04-29
  Afa Advisor Services Llc
  Sacramento, CA
  Calabasas, CA

Other Businesses

1. NAME OF OTHER BUSINESS: MALKASIAN ACCOUNTANCY, LLP ; INVESTMENT RELATED: NO ; ADDRESS: NATURE OF BUSINESS: CPA FIRM ; START DATE: 01/2002 ; APX NUMBER OF HOURS PER WEEK: 35 ; APX NUMBER OF HOURS DURING TRADING HOURS: 35 ; BRIEF DESCRIPTION OF DUTIES: OWNER ; 2. NAME OF OTHER BUSINESS: MALKASIAN WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2014 ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: OWNER - DBA FOR FINANCIAL SERVICES ; 3. NAME OF OTHER BUSINESS: GARY K. MALKASIAN INSURANCE AND FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2014 ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: OWNER - DBA FOR FINANCIAL SERVICES ; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 06/03/2016 ; APX NUMBER OF HOURS PER WEEK: 2-4 HOURS ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES, AND LONG TERM CARE ; 5. NAME OF OTHER BUSINESS: DEL PASO COUNTRY CLUB, INVESTMENT RELATED: NO, ADDRESS: 3333 MARCONI AVE, SACRAMENTO, CA 95821 NATURE OF BUSINESS: COUNTRY CLUB, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: V0, BRIEF DESCRIPTION OF DUTIES: TO BE CO-CHAIR OF THE FINANCE COMMITTEE;

Exams

• S66 Uniform Combined State Law Examination
  2007-05-03

Designations

• Personal Financial Specialist

Other Names

• Gary K Malkasian
• Gary Kaspar Malkasian