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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-11
CA RA APPROVED 2007-06-08
  • TX RA
    APPROVED_RES
    Since 2023-08-11
  • CA RA
    APPROVED
    Since 2007-06-08

Branch Locations

1450 Fashion Island Blvd, San Mateo, CA 94404-2063 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 05/2007 Present
Previous Registrations
Other Businesses

the name of the other business; immersemed llc whether the business is investment-related; No the nature of the other business; develop health related apps your position; Co-owner/Co-founder the start date of your relationship; 2016/05 the approximate number of hours/month you devote to the other business; 8 hours the number of hours you devote to the other business during securities trading hours; 0 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S66 Uniform Combined State Law Examination
    2003-04-04
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14
Other Names
  • Flora C Tso

View on SEC IAPD

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