Tom Allen Glandt

Current Employers

Employment History

• 08/2003 → 11/2017
  Investment Centers Of America, Inc.
  Fargo, ND
• 11/2017 → Present
  Lpl Financial Llc
  Valley City, ND
• 03/2018 → Present
  Gwm Advisors, Llc
  Valley City, ND

Previous Registrations

• 2006-01-30 → 2017-11-29
  Investment Centers Of America, Inc.
  Valley City, ND
  Lamare, ND
  Oakes, ND
  Valley City, ND
  Marion, ND
  Lamoure, ND
  Oakes, ND
  Oakes, ND
  Lamoure, ND
  Jamestown, ND
  Lamoure, ND
  Appleton, WI

Other Businesses

1. 11/29/2017 - WEST COAST LIFE - Investment Related - Non-Variable Insurance - BROKER - FIXED INSURANCE SALES. 2. 11/29/2017 - Valley Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/18/2017 - J. Berg & Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/01/2017 - 5 Hours Per Month/5 During Securities Trading. 4. 12/20/2017 - Strategic Benefits Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/15/2017 - 5 Hours Per Month/5 During Securities Trading - I will be writing mostly term, universal and 2nd to die life insurance and long term care insurance. 5. 12/27/2017 - Dakota Silver - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 02/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 6. 01/10/2018 - InSource - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/08/2018 - 10 Hours Per Month/10 During Securities Trading. 7. 9/21/2018 - GWM Advisors, LLC - DBA: (Hybrid) Valley Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/30/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/10/2018 - Alpha Solutions Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/03/2018 - 2 Hours Per Month During Securities Trading. 9. 5/15/2020 - Opes One - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/05/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 6/16/2021 - Valley City Town and Country Club - Not Investment Related - 500 12th Ave NE, Valley City, ND 58072 - For-Profit Board Member - Started 12/07/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 11. 9/27/2021 - No Business Name - Investment Related - 109 Main St, LaMoure, ND 58458 - Real Estate Rental - Started 09/13/2021 - 0 Hours Per Month. 12. 1/26/2022 - NewEdge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/30/2018 - 100 Hours Per Month During Securities Trading. 13. 10/14/2022 - No Business Name - Not Investment Related - 493 N. Central Ave Valley City, ND 58072 - Outside/W-2 Employment - Junior High Girls Basketball Coach - Start Date - 10/17/2022 - 20 Hours Per Month/0 Hours During Securities Trading 14. 04/22/2024 - GO PROMO LLC - Non-Inv Related - West Fargo, ND - Rep's Business - Owner - Started: 10/16/2017 - 1 Hr/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-20
• S63 Uniform Securities Agent State Law Examination
  1999-05-11

Other Names

• Thomas Glandt
• Tom A Glandt