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David Wayne Rausch

Raymond James Financial Services Advisors, Inc

Valley City, ND

CRD 2874147

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2009-01-02
  • ND RA
    APPROVED
    Since 2009-01-02

Branch Locations

243 North Central Avenue, Valley City, ND 58072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Valley City ND 09/2001 Present
Raymond James Financial Services Advisors, Inc Valley City ND 01/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-16
  • S63 Uniform Securities Agent State Law Examination
    1997-04-16
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.

Nearby Investors

TOM ALLEN GLANDT
Nancy Lynn Hermanson
Nicole Larson

Nearby Offices

LPL FINANCIAL LLC · VALLEY CITY, ND
EDWARD JONES · VALLEY CITY, ND
THRIVENT INVESTMENT MANAGEMENT INC. · Valley City, ND

More in Valley City, ND

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