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Brock Alan Naaman

LPl Financial LLC

Crown Point, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-11
  • IN RA
    APPROVED
    Since 2025-03-11

Branch Locations

55 W 94Th Pl, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington IN 08/2014 05/2018
Kilroy's Bar & Grill Bloomington IN 05/2018 11/2019
Unemployed Indianapolis IN 11/2019 06/2020
Analytic.lI Indianapolis IN 07/2020 03/2021
Unemployed Indianapolis IN 03/2021 07/2022
Kennected Indianapolis IN 07/2022 01/2023
Unemployed Indianapolis IN 01/2023 05/2023
The Prewitt Restaurant & Lounge Plainfield IN 05/2023 05/2024
Unemployed Indianapolis IN 05/2024 07/2024
Lpl Financial Indianapolis IN 07/2024 Present
  • 08/2014 → 05/2018
    Indiana University
    Bloomington, IN
  • 05/2018 → 11/2019
    Kilroy's Bar & Grill
    Bloomington, IN
  • 11/2019 → 06/2020
    Unemployed
    Indianapolis, IN
  • 07/2020 → 03/2021
    Analytic.lI
    Indianapolis, IN
  • 03/2021 → 07/2022
    Unemployed
    Indianapolis, IN
  • 07/2022 → 01/2023
    Kennected
    Indianapolis, IN
  • 01/2023 → 05/2023
    Unemployed
    Indianapolis, IN
  • 05/2023 → 05/2024
    The Prewitt Restaurant & Lounge
    Plainfield, IN
  • 05/2024 → 07/2024
    Unemployed
    Indianapolis, IN
  • 07/2024 → Present
    Lpl Financial
    Indianapolis, IN
Other Businesses

1- 07/03/2024 - OAK PARTNERS INC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
EDWARD JONES
EQUITY SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MML INVESTORS SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC

Other Investors

SHAWN ALLEN SABAU
CINDY ANN REILLY
KENT ROBERT HUNTOON
Elizabeth Ampagoomian Cooke
Benjamin Marshall
ELISHA DAVIS PORTERFIELD
MARY LYNNE VEREB
KYLE J BORKOWSKI

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CROWN POINT, IN
BENJAMIN F. EDWARDS & COMPANY, INC. · Crown Point, IN
LPL FINANCIAL LLC · CROWN POINT, IN
EDWARD JONES · Crown Point, IN
EDWARD JONES · CROWN POINT, IN
EQUITY SERVICES, INC. · CROWN POINT, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Crown Point, IN
MML INVESTORS SERVICES, LLC · Crown Point, IN

More in Crown Point, IN

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