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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-07 |
| IL | RA | APPROVED | 2012-05-16 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 09/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2015 | Present |
1. Rental Property; Investment related Yes; Elmwood Park,IL; Sole Proprietor/Owner/Partner(proprietor, partner, officer, director, employee, trustee, agent); Jul 2002; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-22 |
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