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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Warwick | RI | 04/2024 | 11/2024 |
| Community Care Alliance | Providence | RI | 12/2018 | Present |
| Uber | Boston | MA | 01/2017 | 01/2019 |
| Bigfoot Moving Company | Acton | MA | 03/2014 | 03/2017 |
| The Prudential Insurance Company Of America | Warwick | RI | 11/2024 | Present |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1. 05/19/2025 - Lyft - Rideshare - North Smithfield, RI - NOT INV REL - Start Date 04/01/2025 - 15hrs/mth 2. 05/22/2025 - Warwick Wealth Group - DBA for LPL Business (entity for LPL business) - North Smithfield, RI - INV REL - Start Date 05/26/2025 - 100hrs/mth - 80hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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