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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| WI | RA | APPROVED | 2009-06-04 |
Branch Locations
10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States
Dane, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Madison | WI | 06/2009 | Present |
| City National Bank | Madison | WI | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-11 |
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