Heather Lee Quinones

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2025
  Morgan Stanley
  Oakland, CA
• 03/2026 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ
• 07/2026 → Present
  Ashton Thomas Securities, Llc
  Rochester, NY
• 02/2025 → 02/2026
  Unemployed
  Tucson, AZ

Previous Registrations

• 2016-02-04 → 2025-01-30
  Morgan Stanley
  Tucson, AZ
  Oakland, CA
• 2012-10-01 → 2016-01-05
  J.P. Morgan Securities Llc
  Walnut Creek, CA
  Fremont, CA
  Newark, CA
  Oakland, CA
  Oakland, CA
  Oakland, CA
  Walnut Creek, CA
• 2012-09-05 → 2012-10-01
  Chase Investment Services Corp.
  Walnut Creek, CA
• 2011-01-03 → 2012-08-28
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 2007-11-14 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
• 2007-05-02 → 2007-08-28
  Morgan Stanley & Co. Llc
  San Francisco, CA

Other Businesses

1) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED ASSOCIATE; 07/2026 2) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; REGISTERED ASSOCIATE; 03/2026 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-30
• S63 Uniform Securities Agent State Law Examination
  1999-07-26

Other Names

• Heather L Kueker
• Heather Lee Kueker