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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-07-28 |
| TX | RA | APPROVED | 2025-10-29 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
Orem, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howden American Fans | Fairfield | OH | 05/2022 | 08/2022 |
| Unemployed | Cincinnati | OH | 04/2023 | 05/2023 |
| Doordash | San Francisco | CA | 12/2020 | 01/2021 |
| Unemployed | Cincinnati | OH | 08/2022 | 01/2023 |
| Unemployed | Cincinnati | OH | 12/2021 | 05/2022 |
| Summit Hills Country Club| | Crestview Hills | KY | 05/2021 | 08/2021 |
| Total Quality Logistics | Cincinnati | OH | 01/2023 | 04/2023 |
| Amazon | Burlington | KY | 05/2020 | 08/2020 |
| Fidelity Investments | Westlake | TX | 06/2024 | Present |
| Howden American Fan | Fairfield | OH | 08/2021 | 12/2021 |
| Rhinestahl Corporation | Mason | OH | 05/2023 | 08/2023 |
| Unemployed | Cincinnati | OH | 01/2021 | 05/2021 |
| The Monastery Event Center | Cincinnati | OH | 02/2024 | 04/2024 |
| Unemployed | Cincinnati | OH | 08/2020 | 12/2020 |
| Unemployed | Cincinnati | OH | 08/2023 | 01/2024 |
| Unemployed | Covington | KY | 06/2014 | 05/2020 |
| Unemployed | Edgewood | KY | 04/2024 | 06/2024 |
| Doordash | San Francisco | CA | 05/2021 | 05/2021 |
| Doordash | San Francisco | CA | 01/2024 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-11 |
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