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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-27 |
| SC | RA | APPROVED | 2010-10-08 |
| GA | RA | APPROVED | 2009-05-29 |
Branch Locations
3115 Peach Orchard Rd, Augusta, GA 30906 • United States
4363 Washington Rd, Evans, GA 30809 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Augusta | GA | 08/2005 | Present |
| Wells Fargo Advisors Llc | Augusta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Augusta | GA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-17 |
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