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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Westchester | CA | 06/2024 | 05/2025 |
| Wells Fargo Bank, Na | Westchester | CA | 12/2018 | 05/2025 |
| Desert Rose Academy | Tucson | AZ | 08/2015 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 06/2025 | Present |
| Bank Of America, N.A. | Tucson | AZ | 10/2025 | Present |
I*2584299, Entity Type: Entity For Profit, Name of OBA: YWOP Enterprise, Address: Tucson, Arizona, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 01/13/2021, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Accounting activities, including depositing checks, paying bills. As well as maintenance work., To hold my real estate investments. I*,2643292 Entity Type Entity For Profit, Name of OBA: Home Free Property Management Group LLC Address: TucsonArizona Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 08/14/2023 No Hours: 0 No Hours during trading: 0 Duties:It was intended for the management of short term rental air bnb properties. The company was established but nothing was ever done or will be done., None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-31 |
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