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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
6425 Youree Drive Suite 180, Shreveport, LA 71105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ksla News 12 | Shreveport | LA | 01/2011 | 10/2021 |
| Private Client Services | Shreveport | LA | 06/2024 | 09/2024 |
| Rfg Advisory Dba Wfa | Shreveport | LA | 06/2024 | Present |
| Private Client Services | Shreveport | LA | 09/2024 | Present |
| The Lightwork Experience Llc | Shreveport | LA | 10/2021 | 06/2024 |
1) RFG Advisory. 1400 Urban Center Dr., Suite 475, Vestavia Hills, AL 35243. RIA. 160 hrs/mo; 160 during trading hrs. 2) WFA. 6524 Youree Dr., Ste 180, Shreveport, LA 71105. DBA. Registered Representative. 160 hrs/mo; 160 during trading hrs. Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-27 |
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