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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-16
AK RA APPROVED 2024-09-14
  • TX RA
    APPROVED
    Since 2024-09-16
  • AK RA
    APPROVED
    Since 2024-09-14

Branch Locations

801 W 10Th St, Juneau, AK 99801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Juneau AK 06/2024 Present
Movement Mortgage Juneau AK 06/2021 03/2024
True North Fcu Juneau AK 12/2018 06/2021
Wells Fargo Home Mortgage Juneau AK 06/2011 12/2018
Unemployed Juneau AK 03/2024 06/2024
Bank Of America, N.A. Juneau AK 08/2024 Present
  • 06/2024 → Present
    Juneau, AK
  • 06/2021 → 03/2024
    Movement Mortgage
    Juneau, AK
  • 12/2018 → 06/2021
    True North Fcu
    Juneau, AK
  • 06/2011 → 12/2018
    Wells Fargo Home Mortgage
    Juneau, AK
  • 03/2024 → 06/2024
    Unemployed
    Juneau, AK
  • 08/2024 → Present
    Bank Of America, N.A.
    Juneau, AK
Other Businesses

Shareholder of ANCSA Corporations Goldbelt and Sealaska. I get dividend payments each year for being a Native Shareholder.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Wes Shutt
  • Wesley A Shutt

View on SEC IAPD

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