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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-01-16 |
Branch Locations
8390 Airport Blvd Suite 102, Juneau, AK 99801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith , Inc. | Juneau | AK | 10/2010 | 01/2025 |
| Bank Of America, N.A. | Juneau | AK | 07/2011 | 01/2025 |
| Raymond James & Associates, Inc | Juneau | AK | 01/2025 | Present |
(1)Name of Business: Address: 15325 Glacier Hwy, Juneau, AK, 99801, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain the rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-05 |
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