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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
| AK | RA | APPROVED | 2025-01-16 |
Branch Locations
950 W Bannock St Suite 700, Boise, ID 83702 • United States
8390 Airport Blvd Suite 102, Juneau, AK 99801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Juneau | AK | 01/2009 | 01/2025 |
| Bank Of America | Juneau | AK | 12/2009 | 01/2025 |
| Raymond James & Associates, Inc. | Juneau | AK | 01/2025 | Present |
(1)Name of Business: Alaskan Born Address: 17025 Towers Road , Juneau, AK, 99801, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner of an LLC, M/V Refraction is in a boat rental fleet in Juneau Alaska (2)Name of Business: M/V 58 North Address: 17025 Towers Road, Juneau, AK, 99801, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Vessel in a rental pool.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-11 |
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