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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-13
CA RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2024-11-13
  • CA RA
    APPROVED
    Since 2024-10-01

Branch Locations

305 E State St, Redlands, CA 92373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Cucamonga CA 05/2014 Present
California State University, San Bernardino San Bernardino CA 08/2018 12/2022
San Bernardino Valley College San Bernardino CA 08/2012 12/2017
Bank Of America, N.A. Rancho Cucamonga CA 07/2024 Present
  • 05/2014 → Present
    Rancho Cucamonga, CA
  • 08/2018 → 12/2022
    California State University, San Bernardino
    San Bernardino, CA
  • 08/2012 → 12/2017
    San Bernardino Valley College
    San Bernardino, CA
  • 07/2024 → Present
    Bank Of America, N.A.
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30
Other Names
  • Richard Ray Lopez

View on SEC IAPD

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