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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
TX RA APPROVED 2025-01-03
  • CA RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED
    Since 2025-01-03

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Goodyear AZ 06/2019 Present
Bank Of America Chandler AZ 06/2019 06/2024
Chase Tempe AZ 09/2014 03/2019
University Of Arizona Global Campus Chandler AZ 01/2017 03/2024
Bank Of America, N.A. Goodyear AZ 07/2024 Present
  • 06/2019 → Present
    Goodyear, AZ
  • 06/2019 → 06/2024
    Bank Of America
    Chandler, AZ
  • 09/2014 → 03/2019
    Chase
    Tempe, AZ
  • 01/2017 → 03/2024
    University Of Arizona Global Campus
    Chandler, AZ
  • 07/2024 → Present
    Bank Of America, N.A.
    Goodyear, AZ
Other Businesses

I*1904270, Entity Type, Entity for Profit, Name of OBA: Workout Envy LLC, Address: Phoenix, AZ, 85040, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 09/17/2022, No Hours: 7hrs/Weekly, No Hours during trading: 0, Duties: Website that sells fitness apparel (i.e. leggings, sports tops and exercise accessories).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25
Other Names
  • Serenity Romane Smith
  • Serenity R Smith

View on SEC IAPD

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