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3111 N. Tustin Street Suite 215, Orange, CA 92865 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-25 |
| CA | RA | APPROVED | 2014-08-05 |
Branch Locations
3111 N. Tustin Street Suite 215, Orange, CA 92865 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 01/2002 | 11/2017 |
| Bw & Associates Inc | Orange | CA | 01/2010 | 07/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2017 | Present |
| Bw & Associates Inc | Orange | CA | 08/2021 | Present |
1)NAME OF OTHER BUSINESS: BONNIE WUSZ & ASSOCIATES DBA BW & ASSOCIATES INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, START DATE: 01/2017, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICE AND ADVICE 2) WUSZ FAMILY TRUST OWNES BONNIE WUSZ & ASSOCIATES 100%. I AM THE SUCCESSOR TRUSTEE FOR THIS WUSZ FAMILY TRUST 3)I AM A LICENSED NOTARY. NO FEES ARE CHARGED FOR NOTARIZATIONS FOR CLIENTS. 4)I HOLD A CA INSURANCE LICENSE. I ASSIST BONNIE WITH ILLUSTRATIONS AND APPLICATIONS BUT DO NOT WRITE BUSINESS UNDER MY OWN NAME. 5) NAME OF OTHER BUSINESS: DBA BW & ASSOCIATES, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2016 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-05 |
| S66 | Uniform Combined State Law Examination | 2005-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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