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Laurel Anne Hackett

Bw & Associates, Inc.

Orange, CA

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Current Employers
Bw & Associates, Inc.

3111 N. Tustin Street Suite 215, Orange, CA 92865 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-25
CA RA APPROVED 2014-08-05
  • TX RA
    APPROVED_RES
    Since 2021-03-25
  • CA RA
    APPROVED
    Since 2014-08-05

Branch Locations

3111 N. Tustin Street Suite 215, Orange, CA 92865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 01/2002 11/2017
Bw & Associates Inc Orange CA 01/2010 07/2021
Cetera Wealth Services, Llc El Segundo CA 11/2017 Present
Bw & Associates Inc Orange CA 08/2021 Present
  • 01/2002 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 01/2010 → 07/2021
    Orange, CA
  • 11/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2021 → Present
    Orange, CA
Other Businesses

1)NAME OF OTHER BUSINESS: BONNIE WUSZ & ASSOCIATES DBA BW & ASSOCIATES INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, START DATE: 01/2017, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICE AND ADVICE 2) WUSZ FAMILY TRUST OWNES BONNIE WUSZ & ASSOCIATES 100%. I AM THE SUCCESSOR TRUSTEE FOR THIS WUSZ FAMILY TRUST 3)I AM A LICENSED NOTARY. NO FEES ARE CHARGED FOR NOTARIZATIONS FOR CLIENTS. 4)I HOLD A CA INSURANCE LICENSE. I ASSIST BONNIE WITH ILLUSTRATIONS AND APPLICATIONS BUT DO NOT WRITE BUSINESS UNDER MY OWN NAME. 5) NAME OF OTHER BUSINESS: DBA BW & ASSOCIATES, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2016 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-05
S66 Uniform Combined State Law Examination 2005-03-08
S63 Uniform Securities Agent State Law Examination 1999-06-28
  • S65 Uniform Investment Adviser Law Examination
    2014-08-05
  • S66 Uniform Combined State Law Examination
    2005-03-08
  • S63 Uniform Securities Agent State Law Examination
    1999-06-28
Other Names
  • Laurel Anne Eddington

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