Best Investors Account Sign in

Maxwell I Goldstein

Ubs Financial Services Inc.

Alpharetta, GA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-26
  • GA RA
    APPROVED
    Since 2026-05-26

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 05/2026 Present
Morgan Stanley Atlanta GA 07/2024 05/2026
Overtime Elite Atlanta GA 07/2021 04/2024
Georgia Tech Men's Basketball Atlanta GA 06/2019 05/2021
Arizona Men's Basketball Tucson AZ 08/2016 05/2019
University Of Arizona Tucson AZ 08/2015 05/2019
  • 05/2026 → Present
    Ubs Financial Services Inc.
    Atlanta, GA
  • 07/2024 → 05/2026
    Morgan Stanley
    Atlanta, GA
  • 07/2021 → 04/2024
    Overtime Elite
    Atlanta, GA
  • 06/2019 → 05/2021
    Georgia Tech Men's Basketball
    Atlanta, GA
  • 08/2016 → 05/2019
    Arizona Men's Basketball
    Tucson, AZ
  • 08/2015 → 05/2019
    University Of Arizona
    Tucson, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-04
  • S66 Uniform Combined State Law Examination
    2025-02-04
Other Names
  • Max Ian Goldstein
  • Maxwell I Goldstein
  • Maxwell Ian Goldstein

View on SEC IAPD

Other Firms

MRP CAPITAL INVESTMENTS, LLC
NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor