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Nicholas Alexander Ballance

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-16
GA RA APPROVED 2024-10-10
  • TX RA
    APPROVED
    Since 2025-06-16
  • GA RA
    APPROVED
    Since 2024-10-10

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 06/2024 Present
Red Pin Travels Woodstock GA 01/2023 06/2024
Angel Oak Capital Advisors Atlanta GA 05/2023 08/2023
University Of Georgia Athens GA 08/2020 05/2024
Student Canton GA 01/2014 08/2020
Bank Of America, N.A Alpharetta GA 07/2024 Present
  • 06/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alpharetta, GA
  • 01/2023 → 06/2024
    Red Pin Travels
    Woodstock, GA
  • 05/2023 → 08/2023
    Angel Oak Capital Advisors
    Atlanta, GA
  • 08/2020 → 05/2024
    University Of Georgia
    Athens, GA
  • 01/2014 → 08/2020
    Student
    Canton, GA
  • 07/2024 → Present
    Bank Of America, N.A
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-08
  • S66 Uniform Combined State Law Examination
    2024-10-08
Other Names
  • Nicholas Alexander Ballance
  • Nicholas Ballance

View on SEC IAPD

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VENZON VICENCIO AROMIN
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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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