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7702 W Mequon Rd, Mequon, WI 53097-3217 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pizzeria Piccola | Wauwatosa | WI | 05/2017 | 05/2020 |
| Unemployed/Full-Time Student | Wauwatosa | WI | 03/2020 | 05/2022 |
| Harbor House | Milwaukee | WI | 05/2022 | 08/2022 |
| Unemployed/Full-Time Student | Tempe | AZ | 08/2022 | 05/2023 |
| Annex Wealth Management | Elm Grove | WI | 05/2023 | 08/2023 |
| Unemployed/Full-Time Student | Tempe | AZ | 08/2023 | 06/2024 |
| Lpl Financial D.B.A. Richmond Investment Services | Mequon | WI | 06/2024 | Present |
| Unemployed | Wauwatosa | WI | 01/2014 | 05/2017 |
| Richmond Investment Services Llc | Mequon | WI | 03/2025 | Present |
1)10/11/2024 - Richmond Investment Services LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2024 - 120 Hr/Mth - Registered Representative - Offers commission based investment products as a registered representative of LPL. 2)12/10/2024 - Richmond Investment Services - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 10/02/2024 - 120 Hrs/Mth - 40 Hrs during Trading - I provide administrative support to Richmond Investment Services, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-07 |
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