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Current Employers
Richmond Investment Services Llc

7702 W Mequon Rd, Mequon, WI 53097-3217 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-15
  • WI RA
    APPROVED
    Since 2025-09-15

Branch Locations

7702 W Mequon Rd, Mequon, WI 53097-3217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pizzeria Piccola Wauwatosa WI 05/2017 05/2020
Unemployed/Full-Time Student Wauwatosa WI 03/2020 05/2022
Harbor House Milwaukee WI 05/2022 08/2022
Unemployed/Full-Time Student Tempe AZ 08/2022 05/2023
Annex Wealth Management Elm Grove WI 05/2023 08/2023
Unemployed/Full-Time Student Tempe AZ 08/2023 06/2024
Lpl Financial D.B.A. Richmond Investment Services Mequon WI 06/2024 Present
Unemployed Wauwatosa WI 01/2014 05/2017
Richmond Investment Services Llc Mequon WI 03/2025 Present
  • 05/2017 → 05/2020
    Pizzeria Piccola
    Wauwatosa, WI
  • 03/2020 → 05/2022
    Unemployed/Full-Time Student
    Wauwatosa, WI
  • 05/2022 → 08/2022
    Harbor House
    Milwaukee, WI
  • 08/2022 → 05/2023
    Unemployed/Full-Time Student
    Tempe, AZ
  • 05/2023 → 08/2023
    Annex Wealth Management
    Elm Grove, WI
  • 08/2023 → 06/2024
    Unemployed/Full-Time Student
    Tempe, AZ
  • 06/2024 → Present
    Lpl Financial D.B.A. Richmond Investment Services
    Mequon, WI
  • 01/2014 → 05/2017
    Unemployed
    Wauwatosa, WI
  • 03/2025 → Present
    Mequon, WI
Other Businesses

1)10/11/2024 - Richmond Investment Services LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2024 - 120 Hr/Mth - Registered Representative - Offers commission based investment products as a registered representative of LPL. 2)12/10/2024 - Richmond Investment Services - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 10/02/2024 - 120 Hrs/Mth - 40 Hrs during Trading - I provide administrative support to Richmond Investment Services, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
  • S66 Uniform Combined State Law Examination
    2025-03-07
Other Names
  • Alexander Albert
  • Alex Albert
  • Alexander S Albert

View on SEC IAPD

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