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535 Cerrillos Road Suite A2, Santa Fe, NM 87501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-09-23 |
Branch Locations
535 Cerrillos Road Suite A2, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management Firms | Santa Fe | NM | 06/2023 | 08/2023 |
| Horizons Sustainable Financial Servies, Inc. | Santa Fe | NM | 06/2024 | Present |
| Breakthrough | Santa Fe | NM | 08/2018 | 08/2020 |
| Breakthrough | Santa Fe | NM | 08/2019 | 08/2020 |
| Flying Tortilla | Santa Fe | NM | 08/2016 | 08/2017 |
| La Fogata | Santa Fe | NM | 08/2017 | 08/2020 |
| The Academy For Technology And The Classics | Santa Fe | NM | 08/2014 | 05/2020 |
| Loyola Marymount University | Los Angeles | CA | 08/2020 | 05/2024 |
| Hageen-Dazs | Santa Fe | NM | 06/2020 | 07/2021 |
| The Burger Stand | Santa Fe | NM | 07/2021 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-21 |
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