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103 Marty Drive Suite 101, Buffalo, MN 55313 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-09 |
Branch Locations
103 Marty Drive Suite 101, Buffalo, MN 55313 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group, Llc | Buffalo | MN | 06/2024 | Present |
| Dougherty & Associates Financial Advisors, Inc. | Buffalo | MN | 06/2024 | Present |
| Annandale School District | Annandale | MN | 08/2023 | 06/2024 |
| Hoffman Construction | Annandale | MN | 06/2021 | 09/2021 |
| Student | Annandale | MN | 09/2005 | 06/2019 |
| College Student | Collegeville | MN | 05/2019 | 12/2022 |
| Annandale Schools | Annandale | MN | 01/2023 | 08/2023 |
DOUGHERTY AND ASSOCIATES FINANCIAL ADVISORS, INC. POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2024 ADDRESS: 103 Marty Drive, Suite 101, Buffalo MN 55313, United States DESCRIPTION: Administrative assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-20 |
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