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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Buffalo | MN | 10/2003 | 06/2024 |
| Securities America Advisors Inc | Buffalo | MN | 06/2005 | 06/2024 |
| Osaic Wealth, Inc. | Buffalo | MN | 06/2024 | Present |
| Osaic Wealth, Inc. | Buffalo | MN | 06/2024 | Present |
1. RIVERSTONE INSURANCE POSITION: Owner, manager, agent NATURE: Independent fixed insurance sales including health insurance, Medicare plans, Part D prescription, Long Term Care Insurance, Life Insurance, Disability Insurance, Travel Insurance and Fixed Annuities to individuals, couples and families. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2015 ADDRESS: 201 5th Street NE, #5, Buffalo MN 55313, United States DESCRIPTION: Manage the operations of an insurance agency, including educating both existing and prospective clients on their health insurance options including Medicare Supplement and Advantage Plans and guiding them through the enrollment process. Provide comprehensive support for additional fixed-insurance needs, such as Long-Term Care, Disability, Life, Travel Insurance and Fixed Annuities. On average, I dedicate approximately five hours per week to agency activities, with increased time commitments during open enrollment periods and reduced hours throughout the remainder of the year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-13 |
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