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Thomas Joseph Halatek

Steele Capital Management, Inc.

Dubuque, IA

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Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-06-27
  • IA RA
    APPROVED
    Since 2024-06-27

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc. Dubuque IA 06/2023 Present
Kohl's Dubuque IA 11/2022 05/2023
Loras College Dubuque IA 05/2022 08/2022
Blain's Farm & Fleet Dubuque IA 06/2021 09/2022
Amazon Joliet IL 07/2020 08/2020
Loras College Dubuque IA 02/2020 11/2020
Dunkin Donuts Plainfield IL 08/2018 10/2018
Loras College Dubuque IA 08/2019 05/2024
Lockport Township High School Lockport IL 09/2015 06/2019
  • 06/2023 → Present
    Steele Capital Management, Inc.
    Dubuque, IA
  • 11/2022 → 05/2023
    Kohl's
    Dubuque, IA
  • 05/2022 → 08/2022
    Loras College
    Dubuque, IA
  • 06/2021 → 09/2022
    Blain's Farm & Fleet
    Dubuque, IA
  • 07/2020 → 08/2020
    Amazon
    Joliet, IL
  • 02/2020 → 11/2020
    Loras College
    Dubuque, IA
  • 08/2018 → 10/2018
    Dunkin Donuts
    Plainfield, IL
  • 08/2019 → 05/2024
    Loras College
    Dubuque, IA
  • 09/2015 → 06/2019
    Lockport Township High School
    Lockport, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-07
  • S65 Uniform Investment Adviser Law Examination
    2024-06-07
Other Names
  • Tom Halatek
  • Tommy Halatek

View on SEC IAPD

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LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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