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Thomas Joseph Halatek

Steele Capital Management, Inc.

Dubuque, IA

CRD 7939282

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Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-06-27
  • IA RA
    APPROVED
    Since 2024-06-27

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc. Dubuque IA 06/2023 Present
Kohl's Dubuque IA 11/2022 05/2023
Loras College Dubuque IA 05/2022 08/2022
Blain's Farm & Fleet Dubuque IA 06/2021 09/2022
Amazon Joliet IL 07/2020 08/2020
Loras College Dubuque IA 02/2020 11/2020
Dunkin Donuts Plainfield IL 08/2018 10/2018
Loras College Dubuque IA 08/2019 05/2024
Lockport Township High School Lockport IL 09/2015 06/2019
  • 06/2023 → Present
    Steele Capital Management, Inc.
    Dubuque, IA
  • 11/2022 → 05/2023
    Kohl's
    Dubuque, IA
  • 05/2022 → 08/2022
    Loras College
    Dubuque, IA
  • 06/2021 → 09/2022
    Blain's Farm & Fleet
    Dubuque, IA
  • 07/2020 → 08/2020
    Amazon
    Joliet, IL
  • 02/2020 → 11/2020
    Loras College
    Dubuque, IA
  • 08/2018 → 10/2018
    Dunkin Donuts
    Plainfield, IL
  • 08/2019 → 05/2024
    Loras College
    Dubuque, IA
  • 09/2015 → 06/2019
    Lockport Township High School
    Lockport, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-07
  • S65 Uniform Investment Adviser Law Examination
    2024-06-07
Other Names
  • Tom Halatek
  • Tommy Halatek

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

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