Robert Emmett Lee

Current Employers

Employment History

• 09/2015 → 07/2019
  Wunderlich Securities, Inc.
  Memphis, TN
• 07/2019 → Present
  Nations Financial Group, Inc.
  Dubuque, IA

Previous Registrations

• 2015-09-22 → 2019-07-08
  B. Riley Wealth Management
  Chicago, IL
  Lake Forest, IL
• 2010-07-08 → 2015-09-23
  Vsr Financial Services, Inc.
  Overland Park, KS
  Dubuque, IA
  Lake Forrest, IL
• 2008-07-07 → 2010-07-07
  Berthel, Fisher & Company Financial Services, Inc.
  Lake Forest, IL
  Cedar Rapids, IA
  Lake Forest, IL

Other Businesses

EXCLUSIVE REAL ESTATE, LTD.; NOT INVESTMENT RELATED; 13719 W.LAUREL, LAKE FOREST, IL 60045; REAL ESTATE BROKERAGE FIRM; PRESIDENT/BROKER; STARTED JANUARY 1, 1989; 15 HOURS PER MONTH WITH 3 DURING TRADING; HELPING CLIENTS BUY AND SELL REAL ESTATE // ROBERT E. LEE; IS INVESTMENT RELATED; 13719 W LAUREL, LAKE FORREST, IL, 60045; INSURANCE SALES; AGENT; BEGAN JANUARY 1, 1988; 10 HOURS PER MONTH INCLUDING DURING TRADING; SELLS LIFE INSURANCE. // EMMETT FINANCIAL SERVICES INC; NOT INVESTMENT RELATED; 13719 W LAUREL LAKE FOREST IL 60045; ACCOUNTING AND TAX SERVICES; PRESIDENT; STARTED JANUARY 1985; 120 HOURS DEVOTED PER MONTH; 100 HOURS DURING TRADING; PROVIDE ACCOUNTING AND TAX RETURN SERVICES// ROBERT E. LEE ATTORNEY AT LAW; NOT INVESTMENT RELATED; 13719 W LAUREL LAKE FOREST IL 60045; ATTORNEY OFFICE; OWNER-IL ATTORNEY; STARTED JULY 1 1985; 15 HOURS DEVOTED PER MONTH; 5 HOURS DURING TRADING; REPRESENT CLIENTS IN RE CLOSINGS, PROBATE AND ESTATE PLANNING, DRAFTING AND REVIEWING CONTRACT// CORE INVESTMENTS GROUP; IS INVESTMENT RELATED; 40 MAIN ST., SUITE 103 DUBUQUE, IA 52001; NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT SERVICES; POSITION IS EMPLOYEE; STARTED 7/1/19; SPEND APPROX 40 HRS/MONTH ON BUSINESS WITH 40 HRS DURING SECURITY TRADING HRS; RESPONSIBILITIES RELATED TO RELATIONSHIP DEVELOPMENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-07-10

Designations

Other Names

• Bob Lee