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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-11
CT RA APPROVED 2025-06-04
  • TX RA
    APPROVED
    Since 2025-07-11
  • CT RA
    APPROVED
    Since 2025-06-04

Branch Locations

808 Beacon St, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2024 02/2025
Boston University Boston MA 08/2019 05/2023
Unemployed Boston MA 06/2023 05/2024
Flywire Corp Boston MA 01/2022 05/2022
Jianghai Securities Co, Ltd Guangzhou 06/2021 08/2021
Trendiano Guangzhou 06/2019 08/2019
Virginia Episcopal School Lynchberg VA 08/2016 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waban MA 05/2025 Present
Bank Of America, N.A. Waban MA 07/2025 Present
  • 06/2024 → 02/2025
    Equitable Advisors, Llc
    New York, NY
  • 08/2019 → 05/2023
    Boston University
    Boston, MA
  • 06/2023 → 05/2024
    Unemployed
    Boston, MA
  • 01/2022 → 05/2022
    Flywire Corp
    Boston, MA
  • 06/2021 → 08/2021
    Jianghai Securities Co, Ltd
    Guangzhou
  • 06/2019 → 08/2019
    Trendiano
    Guangzhou
  • 08/2016 → 05/2019
    Virginia Episcopal School
    Lynchberg, VA
  • 05/2025 → Present
    Waban, MA
  • 07/2025 → Present
    Bank Of America, N.A.
    Waban, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-18
  • S66 Uniform Combined State Law Examination
    2025-02-18
Other Names
  • Leo Liu

View on SEC IAPD

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