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Giancarlo Nicholas Plati

Focus Partners Wealth, LLC

Newton, MA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-21
  • MA RA
    APPROVED
    Since 2023-12-21

Branch Locations

7 Wells Ave Suite 21, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 04/2015 04/2021
John Hancock Funds Llc Boston MA 05/2015 04/2021
Pangea Wealth, Cetera Foxborough MA 03/2021 02/2022
Cetera Advisor Networks El Segundo CA 04/2021 02/2022
The Colony Group, Llc Boston MA 03/2022 Present
  • 04/2015 → 04/2021
    John Hancock
    Boston, MA
  • 05/2015 → 04/2021
    John Hancock Funds Llc
    Boston, MA
  • 03/2021 → 02/2022
    Pangea Wealth, Cetera
    Foxborough, MA
  • 04/2021 → 02/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2022 → Present
    The Colony Group, Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2013-12-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-09

View on SEC IAPD

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Nathan Upton

Other Offices

FOCUS PARTNERS WEALTH, LLC · Newton, MA
MML INVESTORS SERVICES, LLC · Newton, MA
COMMONWEALTH FINANCIAL NETWORK · Newton, MA
AKMAZO CAPITAL MANAGEMENT CO., LLC · NEWTON, MA
BROOKSTONE WEALTH ADVISORS, LLC · NEWTON, MA
ASCENSUS INVESTMENT ADVISORS, LLC · NEWTON, MA
PLUM STREET ADVISORS, LLC · NEWTON, MA
M3 ADVISORY GROUP, LLC · NEEDHAM HEIGHTS, MA

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