Best Investors Account Sign in
Inactive

Giancarlo Nicholas Plati

Focus Partners Wealth, LLC

Newton, MA

CRD 5916549

Claim This Profile
Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-21
  • MA RA
    APPROVED
    Since 2023-12-21

Branch Locations

7 Wells Ave Suite 21, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 04/2015 04/2021
John Hancock Funds Llc Boston MA 05/2015 04/2021
Pangea Wealth, Cetera Foxborough MA 03/2021 02/2022
Cetera Advisor Networks El Segundo CA 04/2021 02/2022
The Colony Group, Llc Boston MA 03/2022 Present
  • 04/2015 → 04/2021
    John Hancock
    Boston, MA
  • 05/2015 → 04/2021
    John Hancock Funds Llc
    Boston, MA
  • 03/2021 → 02/2022
    Pangea Wealth, Cetera
    Foxborough, MA
  • 04/2021 → 02/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2022 → Present
    The Colony Group, Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2013-12-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-09

View on SEC IAPD

Nearby Firms

MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
AKMAZO CAPITAL MANAGEMENT CO., LLC

Nearby Investors

RACHEL MERI ZIBRAK
JONATHAN JAY DERBY
MARK ALAN DERBY

Nearby Offices

FOCUS PARTNERS WEALTH, LLC · Newton, MA
MML INVESTORS SERVICES, LLC · Newton, MA
COMMONWEALTH FINANCIAL NETWORK · Newton, MA

More in Newton, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor