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Samantha Seabury Vona

Mml Investors Services, LLC

Newton, MA

Berwick, ME

CRD 6416640

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-08-13
TX RA APPROVED_RES 2022-01-24
  • ME RA
    APPROVED
    Since 2024-08-13
  • TX RA
    APPROVED_RES
    Since 2022-01-24

Branch Locations

70 Wells Avenue Suite 202, Newton, MA 02459 • United States

Berwick, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc Needham Heights MA 10/2014 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 03/2019
Massmutual Life Insurance Company Newton MA 02/2019 Present
Mml Investors Services, Llc Newton MA 03/2019 Present
Centennial Financial Group Needham Heights MA 08/2014 03/2019
  • 10/2014 → 11/2018
    Signator Investors, Inc
    Needham Heights, MA
  • 11/2018 → 03/2019
    Royal Alliance Associates, Inc.
    Needham Heights, MA
  • 02/2019 → Present
    Massmutual Life Insurance Company
    Newton, MA
  • 03/2019 → Present
    Newton, MA
  • 08/2014 → 03/2019
    Centennial Financial Group
    Needham Heights, MA
Previous Registrations
  • 2018-11-02 → 2019-03-06
    Needham Heights, MA
  • 2017-08-10 → 2018-11-02
    Signator Investors, Inc.
    Needham Heights, MA
Other Businesses

(1) NAME: VESTA INV REL: N ADDR: 325 SPEEN ST, NATICK, MA NATURE: DIVORCE MARKETING FIRM POSITION: OWNERSHIP START: 2/23/2019 NO HRS/MO: 30 NO HRS/MO DUR TRADING: 5. (2) NAME: STRATEGIC DIVORCE PLANNING INV REL: N ADDR: 180 WELLS AVE, #300, NEWTON, MA 02459 NATURE: DIVORCE SERVICES FIRM POSITION: SALES, OWNERSHIP START: 3/1/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 20.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27
Other Names
  • Samantha Steer
  • Samantha Seabury Steer

View on SEC IAPD

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