Troy Roland Schuster

Employer firm

Capital Investment Management, Inc CRD 113917

$559M regulatory AUM 80 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Capital Investment Management, Inc.
  Lee'S Summit, MO
• 11/2002 → Present
  Troy Roland Schuster
  Lee'S Summit, MO
• 12/2008 → Present
  Troy Schuster - Percussionist
  Lee'S Summit, MO
• 05/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-04-04 → 2012-10-09
  Ecusa, Llc
  Lee'S Summit, MO
• 2011-05-26 → 2011-10-21
  Cambridge Investment Research Advisors, Inc.
  Lees Summit, MO
• 2001-05-31 → 2002-11-04
  Transamerica Financial Advisors, Llc
  Lees Summit, MO

Other Businesses

1) CAPITAL INVESTMENT MANAGEMENT INSURANCE, 608 SW 3RD ST, LEE'S SUMMIT, MO, 10/2002 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 1 HR/WK 0/TRADING. 2) CAPITAL TAX AND CONSULTING LLC, LEES SUMMIT MO, 01/2014, AS MEMBER. THEY WILL PERFORM SUCH DUTIES AS TAX RETURNS, ACCOUNTING, TAX ANALYSIS AND CONSULTING. THEY WILL SHARE OFFICE SPACE WITH CAPITAL INVESTMENT MANAGEMENT. I WILL NOT BE INVOLVED IN THE DAY TO DAY OPERATIONS OF THIS BUSINESS. 1 HR/WK, 1 HR/WK DURING TRADING. 3) MRH HOLDING LLC, 608 SW 3RD ST LEE'S SUMMIT MO, 2/2014, AS PRESIDENT. NIR, 2 HR/MO 0/TRADING. 4) MSG HOLDINGS LLC, 608 SW 3RD ST LEE'S SUMMIT MO, 10/2015, AS Owner. LLC BUYS AND MANAGES LEASED PROPERTY. NIR, 8 HR/MO - 4 HR/MO TRADING. 5) TROY SCHUSTER DBA KA-TET PERCUSSION, 414 N Winnebago, Lake Winnebago MO 64034, 08/20/2016, Owner, Arts/Performing Arts, NIR, 3 HR/MO - 0 HR/MO TRADING 6) CAPITAL INVESTMENT MANAGEMENT, 608 SW 3RD ST LEE'S SUMMIT MO, 11/2002, President, RIA Affiliation INV REL, 160 HR/MO 140/TRADING. 7) CHORAL GUILD OF KANSAS CITY, 501 NE 96th Terrace, Kansas City MO 64155, United States, 10/2025, President, Volunteer, INV REL, 2 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1999-06-04

Designations

• Certified Financial Planner