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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
WA RA APPROVED 2024-06-20
  • TX RA
    APPROVED
    Since 2026-03-23
  • WA RA
    APPROVED
    Since 2024-06-20

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Los Angeles CA 05/2019 05/2024
United States Air Force Academy Usaf Academy CO 06/2016 05/2019
Ubs Financial Services Seattle WA 06/2024 Present
  • 05/2019 → 05/2024
    United States Air Force
    Los Angeles, CA
  • 06/2016 → 05/2019
    United States Air Force Academy
    Usaf Academy, CO
  • 06/2024 → Present
    Ubs Financial Services
    Seattle, WA
Other Businesses

1) Crosscountry Capital LLC, McKinney Ave, Apt 405 Dallas, Texas United States- 75204, Real Estate investing LLC, Member of a committee with management / supervisor functions, Look for future investment opportunities, Start date-12/23/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-20
S63 Uniform Securities Agent State Law Examination 2024-04-12
  • S65 Uniform Investment Adviser Law Examination
    2024-04-20
  • S63 Uniform Securities Agent State Law Examination
    2024-04-12

View on SEC IAPD

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