James Tarantino

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Ubs Financial Services Inc
  St. Petersburg, FL

Previous Registrations

• 2007-04-02 → 2008-11-10
  Morgan Stanley & Co. Llc
  St. Petersburg, FL
• 2001-03-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Monterey, CA
  St. Petersburg, FL
  Monterey, CA

Other Businesses

I AM THE PRES. OF GENTRY HILL LLC. (A FRIENDS HOLDING COMP.) I HOLD THE POSITION OF PRES. IN A LLC ENTITLED GENTRY HILL. IF THIS IS A PROBLEM I CAN GET OUT OF THE POSITION. PRESIDENT WITH THE GENTRY HILL, LLC. 2) Name of business: Carmel Middle School./ Address: 4380 Carmel Valley Road Carmel CaliforniaUnited States 93923./ Nature: 8th Grade Girls Basketball Coach./ Role: Coach 8th Grade Girls Basketball, December and January 2 nights per week./ Start Date: 12/1/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-20
• S63 Uniform Securities Agent State Law Examination
  1999-08-23

Other Names

• James Paul Withenshaw
• James Paul Tarantino