Joseph Y Giordano

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Citigroup Global Markets
  Indianapolis, IN
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Indianapolis, IN
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-05-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Indianapolis, IN
• 2001-11-27 → 2008-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  1999-06-14

Other Names

• Joe Giordano