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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-17
  • CA RA
    APPROVED
    Since 2025-01-17

Branch Locations

920 Sepulveda Blvd, Harbor City, CA 90710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Los Angeles CA 06/2024 11/2024
Best Buy Carson City NV 10/2013 01/2024
Unemployed Redondo Beach CA 02/2024 06/2024
J.P. Morgan Securities Llc Torrance CA 01/2025 Present
Jpmorgan Chase Bank, N.A. Torrance CA 01/2025 Present
Unemployed Redondo Beach CA 12/2024 12/2024
  • 06/2024 → 11/2024
    Los Angeles, CA
  • 10/2013 → 01/2024
    Best Buy
    Carson City, NV
  • 02/2024 → 06/2024
    Unemployed
    Redondo Beach, CA
  • 01/2025 → Present
    Torrance, CA
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
  • 12/2024 → 12/2024
    Unemployed
    Redondo Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-14
  • S66 Uniform Combined State Law Examination
    2024-08-14
Other Names
  • Ryan Naki
  • Ryan Christopher Naki

View on SEC IAPD

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