Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-02
  • CA RA
    APPROVED
    Since 2020-12-02

Branch Locations

920 Sepulveda Blvd, Harbor City, CA 90710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Harbor City CA 12/2015 12/2020
Jp Morgan Chase Bank Harbor City CA 09/2011 12/2020
Jp Morgan Chase Bank, N.A. San Pedro CA 01/2021 Present
Jp Morgan Securities Llc San Pedro CA 01/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
S63 Uniform Securities Agent State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2020-10-16
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Harbor City, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor