Dru C Ashcraft

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Royal Alliance
  New York, NY

Previous Registrations

• 2013-06-13 → 2013-12-31
  Protective Wealth Management, Llc
  Scottsdale, AZ
• 2009-09-08 → 2010-05-04
  Lpl Financial Llc
  Sacramento, CA
• 2008-12-23 → 2009-09-08
  Associated Securities Corp.
  San Mateo, CA
• 2008-06-27 → 2008-12-31
  Fsc Securities Corporation
  San Mateo, CA
  San Mateo, CA
• 2004-08-16 → 2005-01-31
  Placemark Investments, Inc.
  Dallas, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-12-05
• S65 Uniform Investment Adviser Law Examination
  2013-04-12
• S66 Uniform Combined State Law Examination
  2008-06-26

Other Names

• Dru Colin Ashcraft