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Benjamin Robert Kurtis

Mariner Independent

Bellingham, WA

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-23
  • WA RA
    APPROVED
    Since 2024-08-23

Branch Locations

1108 11Th Street Suite 305, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Platform Solutions Overland Park KS 06/2024 Present
Mauro Capital Management Bellingham WA 06/2024 Present
Peniel Solutions, Llc Duluth GA 08/2016 05/2024
  • 06/2024 → Present
    Mariner Platform Solutions
    Overland Park, KS
  • 06/2024 → Present
    Mauro Capital Management
    Bellingham, WA
  • 08/2016 → 05/2024
    Peniel Solutions, Llc
    Duluth, GA
Other Businesses

Mauro Capital Management; Bellingham, WA; Registered Advisor, offering investment advisory services through Mariner Platform Solutions; 06/2024; 40 hours per week, 40 hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12

View on SEC IAPD

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