James Robert Greno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2020
  Raymond James Financial Services, Inc
  Wexford, PA
• 02/2016 → 03/2020
  Raymond James Financial Services Advisors Inc.
  Wexford, PA
• 03/2020 → 10/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 10/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → Present
  Lpl Financial Llc
  Sewickley, PA

Previous Registrations

• 2023-06-29 → 2024-11-04
  Cetera Investment Advisers Llc
  Sewickley, PA
• 2020-03-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Sewickley, PA
• 2016-02-03 → 2020-03-09
  Raymond James Financial Services Advisors, Inc
  Wexford, PA
  Wexford, PA
• 2013-11-08 → 2016-01-26
  Lpl Financial Llc
  Wexford, PA
  Wexford, PA

Other Businesses

1) 10/2024 - Compass Wealth Management / DBA for LPL Business (entity for LPL business) / Inv. Related / Sewickley, PA 15143 / Start date 10/31/2024 - 160 Hrs per month - 100% Time Spent

Exams

• S66 Uniform Combined State Law Examination
  1999-06-24