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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Monroe | LA | 06/2024 | Present |
| Cadence Bank | Monroe | LA | 06/2024 | Present |
| Cadence Bank | Monroe | LA | 08/2022 | 06/2024 |
| Bank Of Oak Ridge | Monroe | LA | 11/2021 | 08/2022 |
| Business Alliance Financial Services | Pineville | LA | 09/2020 | 11/2021 |
| First Federal Bank Of La | Alexandria | LA | 02/2020 | 09/2020 |
| Business Alliance Financial Services | Monroe | LA | 02/2018 | 02/2020 |
| First Heritage Credit | Monroe | LA | 12/2017 | 02/2018 |
| Smallcakes | Monroe | LA | 06/2017 | 12/2017 |
| University Of Louisiana Monroe | Monroe | LA | 08/2016 | 06/2017 |
1) 05/30/2024 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-30 |
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