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Gregory Blake Richards

Wells Fargo Clearing Services, LLC

Monroe, LA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-05
TX RA APPROVED 2026-07-23
  • LA RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED
    Since 2026-07-23

Branch Locations

2407 Broadmoor Blvd, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iberia Financial Services Monroe LA 08/2013 01/2021
Infinex Investments, Inc. Monroe LA 07/2016 01/2021
First Horizon Advisors Monroe LA 01/2021 08/2025
Lpl Financial Llc Monroe LA 08/2025 07/2026
Wells Fargo Clearing Services, Llc Monroe LA 07/2026 Present
  • 08/2013 → 01/2021
    Iberia Financial Services
    Monroe, LA
  • 07/2016 → 01/2021
    Infinex Investments, Inc.
    Monroe, LA
  • 01/2021 → 08/2025
    First Horizon Advisors
    Monroe, LA
  • 08/2025 → 07/2026
    Lpl Financial Llc
    Monroe, LA
  • 07/2026 → Present
    Wells Fargo Clearing Services, Llc
    Monroe, LA
Previous Registrations
  • 2025-08-21 → 2026-08-05
    Lpl Financial Llc
    Monroe, LA
  • 2021-01-22 → 2025-08-21
    First Horizon Advisors, Inc.
    Monroe, LA
    Lafayette, LA
    Monroe, LA
  • 2016-07-14 → 2021-01-22
    Osaic Institutions, Inc.
    Monroe, LA
    Morgan City, LA
    Monroe, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-18
  • S66 Uniform Combined State Law Examination
    2016-04-18
Other Names
  • Blake Richards
  • Gregory B Richards

View on SEC IAPD

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VINES CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SUMMIT FINANCIAL WEALTH ADVISORS
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TRILLIUM WEALTH LLC

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Monroe, LA
J.P. MORGAN SECURITIES LLC · MONROE, LA
VINES CAPITAL MANAGEMENT, LLC · MONROE, LA
LPL FINANCIAL LLC · MONROE, LA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, LA
SUMMIT FINANCIAL WEALTH ADVISORS · Monroe, LA
LPL FINANCIAL LLC · MONROE, LA
EDWARD JONES · MONROE, LA

More in Monroe, LA

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