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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-11-26 |
| TX | RA | APPROVED | 2018-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oglesby Financial Group | Monroe | LA | 02/2014 | 10/2018 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 06/2016 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Monroe | IL | 10/2018 | Present |
FIFE TREE SERVICE; NOT INV. RELATED; RAYVILLE, LA; CO-OWNER; TREE REMOVAL SERVICE; START DATE 1/1/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-26 |
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