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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-05
CO RA APPROVED 2024-08-12
  • TX RA
    APPROVED
    Since 2026-02-05
  • CO RA
    APPROVED
    Since 2024-08-12

Branch Locations

410 Snowshoe Ln, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Durango CO 06/2023 04/2024
Los Pinos Fire Protection District Ignacio CO 10/2019 06/2023
Mild To Wild Rafting Durango CO 06/2014 10/2019
Elle Resells Durango CO 01/2022 Present
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
Elk Wealth Builders Llc Durango CO 09/2024 Present
  • 06/2023 → 04/2024
    Unemployed
    Durango, CO
  • 10/2019 → 06/2023
    Los Pinos Fire Protection District
    Ignacio, CO
  • 06/2014 → 10/2019
    Mild To Wild Rafting
    Durango, CO
  • 01/2022 → Present
    Elle Resells
    Durango, CO
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
  • 09/2024 → Present
    Elk Wealth Builders Llc
    Durango, CO
Other Businesses

1. NAME OF OTHER BUSINESS: ELLE RESELLS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: SELL USED CLOTHING AND REDUCE CLOTHING WASTE START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWN, OPERATE BUSINESS. PURCHASE INVENTORY, PHOTOGRAPH, LIST AND SELL USED/VINTAGE CLOTHING. SHIP PURCHASES 2. NAME OF OTHER BUSINESS: ELK WEALTH BUILDERS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: CITY OF DURANGO; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS; 4. NAME OF OTHER BUSINESS: SHANTA VILLAGE PARTNERS; INVESTMENT RELATED: NO; ADDRESS: 679 E 2ND AVE UNIT 2, DURANGO, CO 81301; NATURE OF BUSINESS: BOARD; START DATE: 05/29/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DETERMINE MISSION, PURPOSE, OVERSIGHT & PLANNING GOALS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-10
  • S66 Uniform Combined State Law Examination
    2024-08-10
Other Names
  • Ellen Lucie Southworth
  • Ellen L Kolks
  • Ellen L Southworth
  • Ellen Kolks
  • Ellen Southworth

View on SEC IAPD

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