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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Weaverville | NC | 04/2024 | Present |
| Secu Brokerage Services | Raleigh | NC | 06/2024 | Present |
| Secu Life Insurance Company | Raleigh | NC | 05/2024 | Present |
| Biltmore Church | Arden | NC | 06/2022 | 04/2024 |
| Dba (Tma Investors) | Onarga | IL | 07/2020 | 06/2022 |
| Caregiver | Onarga | IL | 12/2016 | 07/2020 |
| Morningstar Investment Management | Chicago | IL | 01/2014 | 12/2016 |
| Credit Union Investment Services | Raleigh | NC | 09/2024 | Present |
SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 06/2024. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 6/2024. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Nicks Painting Address: 155 Longview Dr Hendersonville, NC. 28791 Type of Business: Family Business Title: Painter Duties: Painting interior and exterior surfaces Start Date: 12/02/2025 Hours Worked per Month: occasional weekends, 8 hrs per day
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-05 |
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