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Nicole Ann Grellman

Fifth Third Securities, Inc.

Weaverville, NC

Black Mountain, NC

Spartanburg, SC

Simpsonville, SC

Greenville, SC

Brevard, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-18
SC RA APPROVED 2023-04-13
  • NC RA
    APPROVED
    Since 2024-07-18
  • SC RA
    APPROVED
    Since 2023-04-13

Branch Locations

150 Weaver Blvd, Weaverville, NC 28787 • United States

128 Montreat Rd, Black Mountain, NC 28711 • United States

1585 E. Main Street, Spartanburg, SC 29307 • United States

2608 Woodruff Road, Simpsonville, SC 29681 • United States

1600 Augusta Road, Greenville, SC 29605 • United States

567 N. Broad St, Brevard, NC 28712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Shelby NC 01/2011 Present
Fifth Third Securities Shelby NC 11/2011 Present
  • 01/2011 → Present
    Fifth Third Bank
    Shelby, NC
  • 11/2011 → Present
    Fifth Third Securities
    Shelby, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-01
S63 Uniform Securities Agent State Law Examination 2012-02-09
  • S65 Uniform Investment Adviser Law Examination
    2017-03-01
  • S63 Uniform Securities Agent State Law Examination
    2012-02-09
Other Names
  • Nicole Ann Christakes

View on SEC IAPD

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TYLER CHRISTOPHER NOWACK
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Jordan Williams
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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WEAVERVILLE, NC
EDWARD JONES · WEAVERVILLE, NC
OSAIC INSTITUTIONS, INC. · Weaverville, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Weaverville, NC
EDWARD JONES · WEAVERVILLE, NC
CREDIT UNION INVESTMENT SERVICES · Weaverville, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Weaverville, NC
LPL FINANCIAL LLC · ASHEVILLE, NC

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