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Daphne Jillian Smoley

Rockwood Wealth Management, LLC

New Hope, PA

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Current Employers
Rockwood Wealth Management, Llc

6464 Lower York Road, New Hope, PA 18938 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-04
  • PA RA
    APPROVED
    Since 2025-09-04

Branch Locations

6464 Lower York Road, New Hope, PA 18938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 05/2024 08/2024
University Of Wisconsin- Madison Madison WI 06/2021 05/2025
East Ridge High School Woodbury MN 09/2017 07/2021
Lake Middle School Woodbury MN 09/2014 06/2017
Enspyre Wealth Advisors Woodbury MN 06/2023 07/2025
University Of Wisconsin - Madison Madison WI 08/2023 01/2024
Ymca Camp St. Croix Hudson WI 05/2022 08/2022
Sems Swim Club Woodbury MN 07/2019 12/2021
Caribou Coffee Woodbury MN 12/2020 06/2021
Rockwood Wealth Management, Llc New Hope PA 08/2025 Present
  • 05/2024 → 08/2024
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 06/2021 → 05/2025
    University Of Wisconsin- Madison
    Madison, WI
  • 09/2017 → 07/2021
    East Ridge High School
    Woodbury, MN
  • 09/2014 → 06/2017
    Lake Middle School
    Woodbury, MN
  • 06/2023 → 07/2025
    Enspyre Wealth Advisors
    Woodbury, MN
  • 08/2023 → 01/2024
    University Of Wisconsin - Madison
    Madison, WI
  • 05/2022 → 08/2022
    Ymca Camp St. Croix
    Hudson, WI
  • 07/2019 → 12/2021
    Sems Swim Club
    Woodbury, MN
  • 12/2020 → 06/2021
    Caribou Coffee
    Woodbury, MN
  • 08/2025 → Present
    Rockwood Wealth Management, Llc
    New Hope, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-04
  • S65 Uniform Investment Adviser Law Examination
    2025-09-04

View on SEC IAPD

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Other Investors

JAGRUTI D PANWALA
ARTI K SHAH
CHRISTOPHER EARL LINDENTHAL
DEBRA T JONES
CHRISTOPHER HAMILTON BRASHIER
LEONARD J BRODSKY
KELLY ANN BINKOWSKI
WILLIAM HOWARD STANERT

Other Offices

OSAIC WEALTH, INC. · NEW HOPE, PA
ORCHESTRA MEDICAL VENTURES, LLC · NEW HOPE, PA
CW ADVISORS, LLC · NEW HOPE, PA
COMMONWEALTH FINANCIAL NETWORK · NEW HOPE, PA
MOONDANCE INVESTMENT ADVISORS, LLC · NEW HOPE, PA
EDWARD JONES · LAMBERTVILLE, NJ
EQUITABLE ADVISORS, LLC · NEW HOPE, PA
GRO CAPITAL, LLC · LAMBERTVILLE, NJ

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